DFSA to enforce securities regulation
The Dubai Financial Services Authority (DFSA) will be swift in enforcing securities regulation in the Dubai International Financial Centre (DIFC), according to David Knott, chief executive, DFSA.
Speaking at DFSA's first enforcement seminar in Dubai Tuesday Knott said the DFSA is serious about enforcing its obligations in the DIFC and also has powers to enable it to conduct investigations, ask witnesses to give statements and request production of documents.
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