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Wells Fargo

Wells Fargo latest

U.S. Regulators impose $549M in penalties against wells fargo and other financial institutions for data retention failures
August 9th, 2023 - 10:29 GMT

US imposes $549m in penalties against Wells Fargo

ALBAWABA - American regulators announced a collective penalty of $549 million against Wells Fargo and a group of smaller banks and foreign financial institutions for their failure to maintain electronic records of employee communications. The Securities and Exchange Commission (SEC) revealed allegations and fines totalling $289 million against 11 banking entities for "widespread and long-standing" record-keeping failures. Additionally, the Commodity Futures Trading Commission fined four banks a total of $260 ...
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